1964_SECURITIES_(DISCLOSURE_OF_INTERESTS)_ORDINANCE — Page 5

HK Historical Laws 香港歷史法例 All AI Reviewed

CAP. 396]

Securities (Disclosure of Interests)

[1988 Ed.

"Commission" means the Securities Commission established under Part II of the Securities Ordinance (Cap. 333);

"Commissioner" means the Commissioner for Securities appointed under section 6 of the Securities Ordinance;

"Commissioner of Banking" means the Commissioner of Banking appointed under section 6 of the Banking Ordinance;

"corporation" means any company or other body corporate formed or incorporated either in Hong Kong or elsewhere;

"debenture" includes debenture stock, bonds and other securities of a company, whether constituting a charge on the assets of the company or not;

"director" includes any person occupying the position of director, by whatever name called;

"document" includes register;

"holding company" means any company which is a holding company within the meaning of section 2(7) of the Companies Ordinance (Cap. 32);

"inspector" means an inspector appointed under section 33 or 34;

"listed" means listed on the Unified Exchange;

"listed company" means-

(a) a company as defined in section 2(1) of the Companies Ordinance; or

(b) any other body incorporated in Hong Kong under an Ordinance, in the case of which securities are listed;

"memorandum" means the memorandum of association of a company, as originally framed or as altered in pursuance of any enactment;

"notifiable percentage" means the notifiable percentage specified in section 6 or such other percentage as is prescribed by regulations;

"number", in relation to shares, includes amount, where the context admits of the reference to shares being construed to include stock;

"officer", in relation to a corporation, includes a director, manager or secretary;

"register of interests in shares" means the register kept in pursuance of section 16 including, except where the context otherwise requires, that part of the register kept in pursuance of section 19;

"regulations" means regulations made under section 53;

"relevant share capital" means the listed company's issued share capital of a class carrying rights to vote in all circumstances at general meetings of the company;

"securities" means securities as defined in section 2 of the Securities Ordinance (Cap. 333);

"shadow director" means a person in accordance with whose directions or instructions the directors of a corporation are accustomed to act:

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CAP. 396] Securities (Disclosure of Interests) [1988 Ed. "Commission" means the Securities Commission established under Part II of the Securities Ordinance (Cap. 333); "Commissioner" means the Commissioner for Securities appointed under section 6 of the Securities Ordinance; "Commissioner of Banking" means the Commissioner of Banking appointed under section 6 of the Banking Ordinance; "corporation" means any company or other body corporate formed or incorporated either in Hong Kong or elsewhere; "debenture" includes debenture stock, bonds and other securities of a company, whether constituting a charge on the assets of the company or not; "director" includes any person occupying the position of director, by whatever name called; "document" includes register; "holding company" means any company which is a holding company within the meaning of section 2(7) of the Companies Ordinance (Cap. 32); "inspector" means an inspector appointed under section 33 or 34; "listed" means listed on the Unified Exchange; "listed company" means- (a) a company as defined in section 2(1) of the Companies Ordinance; or (b) any other body incorporated in Hong Kong under an Ordinance, in the case of which securities are listed; "memorandum" means the memorandum of association of a company, as originally framed or as altered in pursuance of any enactment; "notifiable percentage" means the notifiable percentage specified in section 6 or such other percentage as is prescribed by regulations; "number", in relation to shares, includes amount, where the context admits of the reference to shares being construed to include stock; "officer", in relation to a corporation, includes a director, manager or secretary; "register of interests in shares" means the register kept in pursuance of section 16 including, except where the context otherwise requires, that part of the register kept in pursuance of section 19; "regulations" means regulations made under section 53; "relevant share capital" means the listed company's issued share capital of a class carrying rights to vote in all circumstances at general meetings of the company; "securities" means securities as defined in section 2 of the Securities Ordinance (Cap. 333); "shadow director" means a person in accordance with whose directions or instructions the directors of a corporation are accustomed to act: Page 5 Page 6
Baseline (Original)
4 CAP. 396] Securities (Disclosure of Interests) [1988 Ed. "Commission" means the Securities Commission established under Part-II-of -the Securities Ordinance (Cap. 333); "Commissioner" means the Commissioner for Securities appointed under section 6 of the Securities Ordinance; 10 of lifts, Commissioner of Banking" means the Commissioner of Banking appointed 19ffs. under section 6 of the Banking Ordinances "corporation" means any company or other body corporate formed or incorporated either in Hong Kong or elsewhere; "debenture" includes debenture stock, bonds and other securities of a company, whether constituting a charge on the assets of the company or not; “director” includes any person occupying the position of director, by whatever name called; "document" includes register; "holding company" means any company which is a holding company within the meaning of section 2(7) of the Companies Ordinance (Cap. 32); "inspector" means an inspector appointed under section 33 or 34; "listed" means listed on the Unified Exchange; "listed company" means- (a) a company as defined in section 2(1) of the Companies Ordinance; or (b) any other body incorporated in Hong Kong under an Ordinance, in the case of which securities are listed; "memorandum" means the memorandum of association of a company, as originally framed or as altered in pursuance of any enactment; "notifiable percentage" means the notifiable percentage specified in section 6 or such other percentage as is prescribed by regulations; "number", in relation to shares, includes amount, where the context admits of the reference to shares being construed to include stock; "officer", in relation to a corporation, includes a director, manager or secretary; "register of interests in shares" means the register kept in pursuance of section 16 including, except where the context otherwise requires, that part of the register kept in pursuance of section 19; "regulations" means regulations made under section 53; "relevant share capital" means the listed company's issued share capital of a class carrying rights to vote in all circumstances at general meetings of the company; "securities" means securities as defined in section 2 of the Securities Ordinance (Cap. 333); "shadow director" means a person in accordance with whose directions or instructions the directors of a corporation are accustomed to act: { Page 5Page 6
2026-05-05 11:51:17 · Baseline
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4

CAP. 396]

Securities (Disclosure of Interests)

[1988 Ed.

"Commission" means the Securities Commission established under Part-II-of

-the Securities Ordinance (Cap. 333);

"Commissioner" means the Commissioner for Securities appointed under

section 6 of the Securities Ordinance;

10 of lifts, Commissioner of Banking" means the Commissioner of Banking appointed

19ffs.

under section 6 of the Banking Ordinances

"corporation" means any company or other body corporate formed or

incorporated either in Hong Kong or elsewhere;

"debenture" includes debenture stock, bonds and other securities of a company,

whether constituting a charge on the assets of the company or not;

“director” includes any person occupying the position of director, by whatever

name called;

"document" includes register;

"holding company" means any company which is a holding company within the

meaning of section 2(7) of the Companies Ordinance (Cap. 32);

"inspector" means an inspector appointed under section 33 or 34;

"listed" means listed on the Unified Exchange;

"listed company" means-

(a) a company as defined in section 2(1) of the Companies Ordinance; or

(b) any other body incorporated in Hong Kong under an Ordinance,

in the case of which securities are listed;

"memorandum" means the memorandum of association of a company, as

originally framed or as altered in pursuance of any enactment;

"notifiable percentage" means the notifiable percentage specified in section 6 or

such other percentage as is prescribed by regulations;

"number", in relation to shares, includes amount, where the context admits of

the reference to shares being construed to include stock;

"officer", in relation to a corporation, includes a director, manager or secretary; "register of interests in shares" means the register kept in pursuance of section 16 including, except where the context otherwise requires, that part of the register kept in pursuance of section 19;

"regulations" means regulations made under section 53;

"relevant share capital" means the listed company's issued share capital of a class carrying rights to vote in all circumstances at general meetings of the company;

"securities" means securities as defined in section 2 of the Securities Ordinance

(Cap. 333);

"shadow director" means a person in accordance with whose directions or

instructions the directors of a corporation are accustomed to act:

{

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