E 6
CAP. 333]
Securities (Disciplinary Committee Proceedings) Rules
[1978 Ed.
*
[Subsidiary]
Power of Disciplinary
Committee to
dispense with
rules.
requirements of
Extension or abridgement of time.
Retention of documents pending appeal.
Admission.
and such service shall be deemed to be effected at the time when the letter would be delivered in the ordinary course of post.
(2) Notwithstanding the provisions of paragraph (1), the Committee may make such order for substituted service as in the circumstances of the case may appear to be just.
23. The Committee may dispense with any requirements of these rules respecting notices, affidavits, documents, service, or time, in any case where it appears to the Committee to be just so to do.
24. The Committee may extend or abridge the time for doing anything under these rules.
25. Unless the Committee otherwise orders, all affidavits, books, papers, records and exhibits produced, used or made in connexion with any proceedings under these rules shall be retained by the Committee or the clerk until the time within which any appeal against a decision of the Committee may be entered has expired, and, if notice of such appeal is given (subject to the requirement of such appeal) until the appeal is heard or otherwise disposed of and thereafter shall be deposited for safe keeping with the Secretary of the Commission who shall hold the same on behalf of members of the Committee who alone shall have access thereto.
26. (1) Any party may by notice in writing at any time not later than 9 days before the day fixed for a hearing call upon any other to admit any document saving all just exceptions and if such other party desires to challenge the authenticity of the document he shall within 6 days after service of such notice give notice that he does not admit the document and requires it to be proved at the hearing.
(2) If such other party refuses or neglects to give notice of non-admission within the time prescribed in paragraph (1), he shall be deemed to have admitted the document unless otherwise ordered by the Committee.
(3) Where a party gives notice of non-admission within the time prescribed by paragraph (1) and the document is proved at the hearing, the costs of proving the document shall be paid by the party who has not admitted the document, whatever the decision of the Committee may be, unless in its findings the Committee shall find that there were reasonable grounds for not admitting the document.
(4) Where a party proves a document without having given notice to admit under paragraph (1) no costs of proving the document shall be allowed, unless otherwise directed by the Committee, except where the omission to give notice to admit is in the opinion of the Committee a saving of expenses.
E 6
CAP. 333]
Securities (Disciplinary Committee Proceedings) Rules
[1978 Ed.
*
[Subsidiary]
Power of Disciplinary
Committee to
dispense with
rules.
requirements of
Extension or abridgement of time.
Retention of documents pending appeal.
Admission.
and such service shall be deemed to be effected at the time when the letter would be delivered in the ordinary course of post.
(2) Notwithstanding the provisions of paragraph (1), the Committee may make such order for substituted service as in the circumstances of the case may appear to be just.
23. The Committee may dispense with any requirements of these rules respecting notices, affidavits, documents, service, or time, in any case where it appears to the Committee to be just so to do.
24. The Committee may extend or abridge the time for doing anything under these rules.
25. Unless the Committee otherwise orders, all affidavits, books, papers, records and exhibits produced, used or made in connexion with any proceedings under these rules shall be retained by the Committee or the clerk until the time within which any appeal against a decision of the Committee may be entered has expired, and, if notice of such appeal is given (subject to the requirement of such appeal) until the appeal is heard or otherwise disposed of and thereafter shall be deposited for safe keeping with the Secretary of the Commission who shall hold the same on behalf of members of the Committee who alone shall have access thereto.
26. (1) Any party may by notice in writing at any time not later than 9 days before the day fixed for a hearing call upon any other to admit any document saving all just exceptions and if such other party desires to challenge the authenticity of the document he shall within 6 days after service of such notice give notice that he does not admit the document and requires it to be proved at the hearing.
(2) If such other party refuses or neglects to give notice of non-admission within the time prescribed in paragraph (1), he shall be deemed to have admitted the document unless otherwise ordered by the Committee.
(3) Where a party gives notice of non-admission within the time prescribed by paragraph (1) and the document is proved at the hearing, the costs of proving the document shall be paid by the party who has not admitted the document, whatever the decision of the Committee may be, unless in its findings the Committee shall find that there were reasonable grounds for not admitting the document.
(4) Where a party proves a document without having given notice to admit under paragraph (1) no costs of proving the docu- ment shall be allowed, unless otherwise directed by the Committee, except where the omission to give notice to admit is in the opinion of the Committee a saving of expenses.
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