E 12
CAP. 333]
Securities (Disciplinary Committee Proceedings) Rules
[1978 Ed.
[Subsidiary]
FORM 6
NOTICE TO APPELLANT TO HEARING OF APPEAL
TO: A.B.
Take Notice that
the
day of
[rule 11.]
is the day
fixed by the Disciplinary Committee constituted under the Securities Ordinance, Cap. 333, for the hearing of your appeal dated
under section 58(1) of the Ordinance against the decision of the Commissioner for Securities.
The Disciplinary Committee will sit on 19......... at
a.m./p.m. at
Your attendance will be required at the date, time and place aforesaid. If you fail to appear, the Disciplinary Committee may, in accordance with rule 13 of the Securities (Disciplinary Committee Proceedings) Rules, dismiss your appeal without a hearing.
You are required by the said Rules to furnish to every other party and to the Clerk to the Disciplinary Committee at the Office of the Securities Commission at
Hong Kong at
least
days before the date of hearing, a list of all the documents on which you intend to rely.
Any party may inspect the documents included in the list furnished by any other, and a copy of any document mentioned in the list of any party must, on application by the party requiring it, be furnished to that party by the other within seven days after receipt of such application.
You are requested to acknowledge the receipt of this notice without delay.
19.......
Dated this
day of
Clerk to the Disciplinary Committee
表格六
[規則第十一條]
上訴人之上訴案聆訊通知書
致：某甲，地址...
根據證券條例（香港法例第三三三章）成立之紀律委員會，現定於一九.........年 月.....................日聆訊台端於一九................................................日根據該條例第五十八條第(1)款提出反對證券監理專員所作決定之上訴。
紀律委員會將於一九...............................................................日上午/下午.....
舉行聆訊。台端須在上述日期、時間及地點出席。如屆時未見台端出席，則紀律委員會可根據證券(紀律委員會程序)規則第十三條之規定，無須舉行聆訊而駁回台端之上訴。
根據上述規則，台端須在聆訊日期最少........................日之前，將提用作證物之所有文件開列成表，送交每一其他當事人及香港證券事務監察委員會辦事處紀律委員會書記。
任何一方當事人均可查閱任何其他一方所送交之文件表內所載之文件。如有一方當事人申請索取任何其他一方之文件表所列之任何文件，則該其他一方須在收到該項申請後七日內將該份文件之副本送交申請人。特此通知。
本通知書送達台端後，請即簽收。
紀律委員會書記
E 12
CAP. 333]
Securities (Disciplinary Committee Proceedings) Rules
[1978 Ed.
[Subsidiary]
FORM 6
NOTICE TO APPELLANT TO HEARING OF APPEAL
TO: A.B.
Take Notice that
-
of
day of
[rule 11.]
is the day
fixed by the Disciplinary Committee constituted under the Securities Ordinance, Cap.333, for the hearing of your appeal dated
under
section 58(1) of the Ordinance against the decision of the Commissioner for Securities.
The Disciplinary Committee will sit on 19......... at
a.m./p.m.at
Your attendance will be required at the date, time and place aforesaid. If you fail to appear, the Disciplinary Committee may, in accordance with rule 13 of the Securities (Disciplinary Committee Proceedings) Rules, dismiss your appeal without a hearing.
You are required by the said Rules to furnish to every other party and to the Clerk to the Disciplinary Committee at the Office of the Securities Commission at
Hong Kong at
least
days before the date of hearing, a list of all the documents on which you intend to rely.
Any party may inspect the documents included in the list furnished by any other, and a copy of any document mentioned in the list of any party must, on application by the party requiring it, be furnished to that party by the other within seven days after receipt of such application.
You are requested to acknowledge the receipt of this notice without delay.
19.......
Dated this
day of
Clerk to the Disciplinary Committee
表格六
[規則第十一條]
上訴人之上訴案聆訊通知書
致;某甲,地址篇...
根據證券條例(香港法例第三三三章)成立之紀律委員會,現定於一九.........年 1.月..................... 日聆訊 台端於一九................................................日根據該條例第五十 八條第(1)款提出反對證券監理專員所作决定之上訴。
.........
紀律委員會將於一九...............................................................日上午/下午..... #...
舉行聆訊。 台端須在上述日期、時間及地點出席。如屆時未見 台端出席,則紀律委員會可根 據證券(紀律委員會程序)規則第十三條之規定,無須舉行聆訊而駁囘台端之上訴。
根據上述規則, 台端須在聆訊日期最少........................日之前,將提用作證物之所有 文件開列成表,送交每一其他當事人及香港..
....證事務監
察委員會辦事處紀律委員會書記。
任何一方當事人均可查關任何其他一方所送交之文件表內所載之文件。如有一 方當事人申請索取任何其他一方之文件表所列之任何文件,則該其他一方須在收 到該項申請後七日內將該份文件之副本送交申請人。特此通知。
本通知書送達 台端後,請即簽收。
紀律委員會書記
No comments yet.
Private notes are available after approval.