1964_SECURITIES_(MISCELLANEOUS)_REGULATIONS — Page 1

1988 Ed.]

Securities (Miscellaneous) Regulations

[CAP. 333

[Subsidiary]

SECURITIES (MISCELLANEOUS) REGULATIONS

ARRANGEMENT OF REGULATIONS

Regulation Page

1. Citation A 2

2. Interpretation A 2

3. Amounts to be deposited A 2

4. Application of deposits by trustees in bankruptcy A 3

5. Application of deposits by liquidators A 3

6. Application of deposits forfeited under section 52(2)(c) of the Ordinance A 3

7. Fees A 5

8. Change of information A 5

9. Representatives to notify changes of address A 5

10. Certificate of registration to be exhibited A 6

11. Applications for authorization of mutual fund corporations and unit trusts... A 6

12. Fees for authorization of mutual fund corporations and unit trusts. A 7

13. Annual fees for authorized mutual fund corporations and unit trusts...... A 7

14. Cessation of authorization A 7

15. Publication in the Gazette..... A 7

First Schedule. A 8

Second Schedule. Fees A 9

Claims Notice

UNIVERSITY OF HONG