1989 Ed.]
Commodities Trading
[CAP. 250
27
(5) Any person who without reasonable excuse contravenes this section shall be guilty of an offence and shall be liable on conviction to a fine of $2,000.
(Amended 10 of 1989 s. 65)
42. Commission to keep registers of registered persons
(1) The Commission shall establish and maintain at its office----
(a) a register of dealers in which shall be entered the name of every dealer and such other particulars as may be prescribed by regulations in relation to dealers;
(b) a register of commodity trading advisers in which shall be entered the name of every commodity trading adviser and such other particulars as may be prescribed by regulations in relation to commodity trading advisers;
(c) a register of dealers' representatives in which shall be entered the name of every dealer's representative and such other particulars as may be prescribed by regulations in relation to dealers' representatives; and
(d) a register of commodity trading advisers' representatives in which shall be entered the name of every commodity trading adviser's representative and such other particulars as may be prescribed by regulations in relation to commodity trading advisers' representatives.
(2) The registers kept under this section and all applications made by registered persons for registration or renewal of registration shall, during such hours as may be prescribed and on payment of any prescribed fee, be open to inspection by members of the public.
(3) A copy of any extract of or entry in any register kept under this section, purporting to be certified by the Commission, shall be admissible as evidence in any legal proceedings, whether under this Ordinance or otherwise.
(Amended 10 of 1989 s. 65)
43. Publication of names of registered dealers, etc.
(1) The Commission shall cause to be published in the Gazette, in such manner as it thinks fit, the names and addresses of all registered persons.
(2) The information required to be published under subsection (1) shall be published at least once in each year.
(3) If the Commission at any time amends any register kept by it under this Part by adding or removing the name of any person, it shall cause particulars of the amendment to be published in the Gazette within 1 month after making the amendment.
(Amended 10 of 1989 s. 65)
1989 Ed.]
Commodities Trading
[CAP. 250
27
(5) Any person who without reasonable excuse contravenes this section shall be guilty of an offence and shall be liable on conviction to a fine of $2,000.
(Amended 10 of 1989 s. 65)
42. Commission to keep registers of registered persons
(1) The Commission shall establish and maintain at its office----
(a) a register of dealers in which shall be entered the name of every dealer and such other particulars as may be prescribed by regulations in relation to dealers;
(b) a register of commodity trading advisers in which shall be entered the name of every commodity trading adviser and such other particulars as may be prescribed by regulations in relation to commodity trading advisers;
(c) a register of dealers' representatives in which shall be entered the name of every dealer's representative and such other particulars as may be prescribed by regulations in relation to dealers' representatives; and
(d) a register of commodity trading advisers' representatives in which shall be entered the name of every commodity trading adviser's representative and such other particulars as may be prescribed by regulations in relation to commodity trading advisers' representatives.
(2) The registers kept under this section and all applications made by registered persons for registration or renewal of registration shall, during such hours as may be prescribed and on payment of any prescribed fee, be open to inspection by members of the public.
(3) A copy of any extract of or entry in any register kept under this section, purporting to be certified by the Commission, shall be admissible as evidence in any legal proceedings, whether under this Ordinance or otherwise.
(Amended 10 of 1989 s. 65)
43. Publication of names of registered dealers, etc.
(1) The Commission shall cause to be published in the Gazette, in such manner as it thinks fit, the names and addresses of all registered persons.
(2) The information required to be published under subsection (1) shall be published at least once in each year.
(3) If the Commission at any time amends any register kept by it under this Part by adding or removing the name of any person, it shall cause particulars of the amendment to be published in the Gazette within 1 month after making the amendment.
(Amended 10 of 1989 s. 65)
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