TNAG-1943-FCO40-2769-Stock-market-and-exchange-rate-in-Hong-Kong-1989 — Page 22

(10) Any person who, without lawful authority or reasonable

excuse, refuses or fails

(a) to attend and give evidence when required to do so by a

tribunal hearing an appeal under this Part; or

(b)

to answer truthfully and fully questions put to him by a

member of such tribunal; or

(c)

to produce any book, paper or record or other document

which he is required by such tribunal to produce,

commits an offence.

PART IV

ADDITIONAL REGISTRATION REQUIREMENTS

Applications under section 51 of Securities Ordinance or section 30 of Commodities Trading Ordinance: supplementary provisions

21.

(1) The Commission shall refuse

(a) to issue a certificate of registration under section 51 of

the Securities Ordinance (Cap. 333); or

(b)

to register a person under section 30 of the Commodities

Trading Ordinance (Cap. 250),

if the applicant for registration does not satisfy the Commission

that he is a fit and proper person to be so registered.