any act or omission
relating to the
conduct of business
of a dealer,
commodity trading
adviser, dealer's
representative or
commodity trading
adviser's
representative, as
the case may be,
which is or is likely
to be prejudicial to
the interest of
members of the
investing public.".
.
(1) In section 57, add "and" at the
end of paragraph (a) and repeal
paragraphs (b) and (c).
(m) In section 76(1), add "Futures"
before "Compensation".
(n) In section 78
-
(i) in subsection (1), add
"Futures" before "Compensation";
No comments yet.
Private notes are available after approval.