TNAG-1765-FCO40-2519-Hong-Kong-stock-market-and-exchange-rate-1989 — Page 101

FCO40 Hong Kong Department Records 聯邦事務部香港部檔案 All

Annex D

Extract from the Report of the Securities Review Committee

Advisory Committee

9.49.

It

is

in

Our

view essential that the SC should

market practitioners

have ready access to outside expert advice and securities particular. Although we expect it and significant believe that some formal machinery

to

consult

in

widely on

new

we

policy proposals,

developments

should be put in place for this purpose.

9.50.

We therefore recommend that an Advisory Committee to advise the SC on matters of policy

should be appointed

and по

have should It

statutory powers.

no

and market development. responsibilities

executive

It should meet

not less than once a month and should receive secretarial

support from the SC.

9.51.

It

will be

important

to

keep

the structure as

simple as possible to avoid rival power bases and to ensure that the Advisory Committee sees its role as advisory.

It

is not

to there

police

the SC

that

an

job is for the

extent, the SC's non-executive

to and, Administration

directors. We accordingly recommend that the Chairman and

Deputy

new SC should sit on the Advisory members and the new SC Chairman

as

Chairman Of the

officio ex

Committee

should also chair the Advisory Committee.

9.52.

As

to composition

we

expert rather than

predominantly

it believe

should be

amateur and generalist,

with outside members drawn from the various segments of the

securities

industry,

a plus

lawyer,

an

of a

listed company and

But it should

not be too

a representative

outside. recommend that the Advisory Committee

Hong Kong

accountant,

perhaps someone

from

big.

We therefore

should

be

eight to 12 strong, with

members

drawn

from

the

securities

professions.

six to ten outside

industry

and

the

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