TNAG-1015-FCO40-1265-Quarterly-progress-reports-on-Hong-Kong-1981 — Page 127

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Securities Officer

(Registration)

(5-259361) & (5-265986)

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Securities Officer

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Securities Officer

(Technical)

Securities Officer

(Unit Trusts)

(5-259361) &. (5-265986)

-45-

Reports to Senior Securities Officer

(Administration) on:

implementation of the Securities (Dealers,

Investment Advisors, and Representatives) Regulations.

Implementation of the Commodities (Dealers,

Trading Advisers, and Representatives) Regulations.

supervision of the registration section. supervision of collection of government

revenue.

Reports to Senior Securities Officer

(Administration)on :

Securities Ordinance, Commodities, Trading

Ordinance, rules and regulations made under these Ordinances.

Stock Exchanges, Commodity Exchange. Research and statistics relating to the

commodities field.

Protection of Investors Ordinance..

Reports to Senior Securities Officer (Technical)

on:

To assist in work on the Unification of the

4 Stock Exchanges.

Reports to Senior Securities Officer

(Administration) on:

Office Administration.

Reports to Senior Securities Officer

Unit Trusts) on:

Implementation of Hong Kong Code on Unit

Trusts and Mutual Funds.

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