3

FRIDAY, AUGUST 5, 1983

(B) LIMITS ON VARIOUS FORMS OF LENDING

THE LIMITATIONS ON LENDING TO SINGLE CUSTOMERS OR

GROUPINGS ARE CLARIFIED, AND THE DEFINITION OF SUCH

LENDING IS EXTENDED SO THAT GUARANTEES GIVEN BY ONE

CUSTOMER, IN RESPECT OF LENDING TO ANOTHER, COUNT

TOWARDS THE LIMIT APPLICABLE TO THE FIRST CUSTOMER.

THERE IS A NEW DISCRETIONARY POWER FOR THE COMMISSIONER

TO LIMIT THE AMOUNT OF FUNDS PLACED BY A DTC WITH

A FOREIGN BANK. TIGHTER RESTRICTIONS ARE INTRODUCED ON LENDING TO DIRECTORS, THEIR RELATIVES AND ASSOCIATED ENTITIES: IN PARTICULAR, ALL SUCH LENDING BY REGISTERED DTCS IS TO BE PROHIBITED. AND THE LIMIT ON A REGISTERED

DTC'S HOLDINGS OF SHARES AND INTERESTS IN LAND IS

TIGHTENED.

(C) SECRECY AND INVESTIGATIONS

THE SECRECY PROVISIONS ARE RELAXED SO AS TO ALLOW THE

DISCLOSURE OF INFORMATION IN THE CIRCUMSTANCES OF

CRIMINAL INVESTIGATIONS OR PROCEEDINGS, OR TO THE FINANCIAL SECRETARY IF THE COMMISSIONER CONSIDERS THAT SUCH DISCLOSURE IS IN THE INTERESTS OF DEPOSITORS OR IN THE PUBLIC INTEREST. A NEW PROVISION ENABLES THE

FINANCIAL SECRETARY TO APPOINT AN INSPECTOR TO INVESTIGATE THE AFFAIRS OF A DTC OR FORMER DTC AND ITS RELATED COMPANIES, REQUIRING, AMONG OTHER THINGS, ALL THOSE WHETHER INSIDE OR OUTSIDE THE COMPANY BEING INVESTIGATED, WHO HAVE RELEVANT INFORMATION, TO ANSWER

QUESTIONS AND PROVIDE PAPERS.

/(D) AUDITORS

Share This Page