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ANNEX III

ACTION TO BE TAKEN IN THE EVENT OF A FLIGHT OF CAPITAL

The war of nerves might lead to a flight of capital

from Hong Kong: in the first instance, this would probably

take the form of a move out of Hong Kong dollars into

sterling and other currencies, ccombined with an expansion

of the Hong Kong note issue, at the expense of bank

deposits in Hong Kong. There might also be a flight by

Hong Kong banks and traders out of sterling, with

Singapore probably the main destination. This need not

disturb the U.K. as long as Singapore continued to hold

their balances in sterling; but Singapore might be more

likely to diversify than Hong Kong is now. The banks,

who would come under severe liquidity pressure, could be

relied upon to bring this situation to the notice of the

authorities quite quickly.

2.

Initial action to prevent or contain a flight of

capital would have to be taken by the Hong Kong authorities,

who have powers under the Defence Financial Regulations to

impose controls. These powers, as at present applied, are

limited in scope, and are interpreted liberally. Their

scope could be widened, and their administration tightened.

The Regulations are renewable annually. It is important

that the Hong Kong authorities keep them in being(and/or

introduce permanent legislation as they have recently been

asked to do in any event in order to improve exchange control generally),

3. The main control would thus be in Hong Kong. In so

U.K. banks far as sterling balances were involved, thex Bank of England

would operate on the strength of local control approval. The United Kingom is, however, ultimately responsible for the administration in Hong Kong, and it might be necessary

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